Administrative Assistant to Senior Vice President
FINRA 1 - Department of Enforcement; NYSE Division of Enforcement
Thu, 01 Jan 1998 00:00:00 GMT -
Wed, 31 Dec 2014 00:00:00 GMT
confidential assistance to senior vice president including maintenance of daily<br>calendar, schedule travel and hotel arrangements, event scheduling, maintaining<br>confidential case management and personnel files, internet research and<br>providing attorneys with technical assistance in Excel and word processing.<br>Notable achievements: member of the team that managed the successful<br>integration of NYSE and NASD Regulation into the Financial Industry Regulatory<br>Authority (FINRA); recognized for ability to selfdirect my work thereby allowing<br>SVP greater time to concentrate on attorney supervision and cases. In addition,<br>among other assignments and accomplishments, assisted a vice president and<br>staff attorney in FINRA's Continuing Legal Education Program prepare, process<br>and file annual reports with the NYS CLE Board.
Secretary to Director, Preliminary Investigations Unit
New York Stock Exchange Division of Enforcement
Fri, 01 Jan 1993 00:00:00 GMT -
Thu, 01 Jan 1998 00:00:00 GMT
duties and acted as liaison between PI Unit in referring cases to the SEC and<br>NASD Regulation. Took on the responsibility of processing 100+ PI letters per<br>week to member firms, freeing up the analysts to spend more time on their<br>investigations.
Administrative Assistant to Legal Director
Wed, 01 Jan 1986 00:00:00 GMT -
Fri, 01 Jan 1993 00:00:00 GMT
test case litigation issues revolving around gay/lesbian and HIV related legal<br>issues. Perform routine clerical work and assisting one staff attorney in<br>publishing the organization's monthly AIDS Update, a 60+ page newsletter for<br>health care professionals. Recognized for my work by legal director when the<br>AIDS Legal Guide, the first of its kind in the nation, was published in 1988.
Administrative assistant to political and legislative director of New York City's
District Council 37 AFSCME
Sun, 01 Jan 1984 00:00:00 GMT -
Wed, 01 Jan 1986 00:00:00 GMT
largest public employee union, representing 125,000 employees in 59 local<br>unions.
Friends of Lane Evans Committee
Sat, 01 Jan 1983 00:00:00 GMT -
Sun, 01 Jan 1984 00:00:00 GMT
RECOGNITION: Two time recipient of the NYSE Chairman's Discretionary Award for outstanding<br> service.